题目详情
当前位置:首页 > 职业培训考试
题目详情:
发布时间:2023-11-16 02:31:23

[单项选择]Paul Thomas, CFA, is designing a new layout for research reports his firm writes and issues on individual stocks. In his design, Thomas includes a stock chart on the first page of each report. He does not reference that the charts are copied from an unrecognizable Finance web site. Thomas has:()
A. not violated CFA Institute Standards of Professional Conduct because these charts are widely available over the Internet.
B. violated CFA Institute Standards of Professional Conduct because he did not make sure that the information in these charts is accurate.
C. violated CFA Institute Standards of Professional Conduct because he did not state the source of the charts.

更多"Paul Thomas, CFA, is designing a ne"的相关试题:

[单项选择]{{B}}Text 2{{/B}}
Paul Straussmann, retired vice president of Xerox,, indicates in his book Information Pay-off that" almost half of the U. S. information workers are in executive, managerial, administrative and professional positions. " He further states that "managers and professionals spend more than half of their time in communicating with each other. "
In other words ,people are a corporation’s most expensive resource. For a typical office, over 90 percent of the operating budget is for salaries, benefits and over head. With this investment, is it any wonder that managers are focusing more and more attention on employee productivity They realize that the paper jungle cannot be tamed simply by hiring more people. To receive a return on their investment, wise corporate executive officers are realizing what industrialists and agriculturists
A. the importance of communicative capability in business
B. the need for people of higher positions in a company
C. the importance of assigning people to proper positions
D. the necessity for people in higher positions to know information science
[单项选择]While working on her report, Jean Paul, CFA, learns from her friend in the investment banking department that the company she is analyzing can expect a tender offer very soon. Concerning this conclusion, Paul can:()
A. trade on it, because she figured it out by herself.
B. trade on it, because it is public information.
C. not trade on it because it is material nonpublic information.
[单项选择]Paul Salyer, CFA and portfolio manager is making a presentation to a prospective client. Paul says that as a new portfolio manager, he made an average annual rate of return of 50 percent in the last two years at his previous firm and that based on this, he can guarantee a 50 percent return to the client. Which of the following statements is in accordance with the Standard Ⅲ (D), Performance Presentation()
A. Implying that he can guarantee a return.
B. Imputing his past performance to future performance.
C. Stating his past performance as long as it is fact.
[填空题]
PHONE MESSAGE

To: Paul Tench
Re: (5) meeting.
· Patrick Brown is unable to attend meeting arranged for (6) .
· Can meeting be rearranged for (7)
· If not, please leave a message with his (8) .
[填空题]Last year, though the married number made a new record in Russia, the country still suffers low birth rates.
[单项选择]Roger Halpert, CFA, prepares a company research report in which he recommends a strong "buy". He has been careful to ensure that his report complies with the CFA Institute Standard on research reports. According to CFA Institute Standards of Professional Conduct, which of the following statements about how Halpert can communicate the report is most correct()
A. Halpert can make his report in person, by telephone, or by computer on the Internet.
B. Halpert can transmit his report by computer on the Internet.
C. Halpert can make his report by telephone.
[单项选择]Judy Dudley, a CFA candidate, just started her new job as an analyst and plans to make her first visit to a company that she is analyzing. According to CFA Institute Standards of Professional Conduct, which of the following statements regarding special cost arrangements and gifts is TRUE To comply with the standard, Dudley should accept:()
A. only one gift per year from a company.
B. air transportation and hotel expenses on company visits only.
C. company air transportation only if commercial transportation is not available.
[填空题]

What is Mr. Paul Angeli in the city of New York
[单项选择]With a new Administration promising much needed reform in the way health care is accessed, delivered and reimbursed, legislators, health officials, doctors and patients see this as a rare opportunity, a sweet spot in which national need could meet national will and we could actually fix a system that seems to be costing us more and more but delivering less and less. The improvements can’t come too soon. In spite of our gleaming hospitals and cutting - edge technology that can detect the tiniest tumors and repair the most complex organ, on some basic health measures the U. S. is starting to fall behind--far behind.
What does the author think of the present health - care system
A. Satisfactory
B. Dissatisfactory
C. Efficient
D. Hopeless.

我来回答:

购买搜题卡查看答案
[会员特权] 开通VIP, 查看 全部题目答案
[会员特权] 享免全部广告特权
推荐91天
¥36.8
¥80元
31天
¥20.8
¥40元
365天
¥88.8
¥188元
请选择支付方式
  • 微信支付
  • 支付宝支付
点击支付即表示同意并接受了《购买须知》
立即支付 系统将自动为您注册账号
请使用微信扫码支付

订单号:

截图扫码使用小程序[完全免费查看答案]
请不要关闭本页面,支付完成后请点击【支付完成】按钮
  • 支付完成
  • 取消支付
恭喜您,购买搜题卡成功
重要提示:请拍照或截图保存账号密码!
我要搜题网官网:https://www.woyaosouti.com
我已记住账号密码