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发布时间:2023-11-16 19:45:16

[单项选择]While working on her report, Jean Paul, CFA, learns from her friend in the investment banking department that the company she is analyzing can expect a tender offer very soon. Concerning this conclusion, Paul can:()
A. trade on it, because she figured it out by herself.
B. trade on it, because it is public information.
C. not trade on it because it is material nonpublic information.

更多"While working on her report, Jean P"的相关试题:

[单项选择]Paul Salyer, CFA and portfolio manager is making a presentation to a prospective client. Paul says that as a new portfolio manager, he made an average annual rate of return of 50 percent in the last two years at his previous firm and that based on this, he can guarantee a 50 percent return to the client. Which of the following statements is in accordance with the Standard Ⅲ (D), Performance Presentation()
A. Implying that he can guarantee a return.
B. Imputing his past performance to future performance.
C. Stating his past performance as long as it is fact.
[单项选择]Paul Thomas, CFA, is designing a new layout for research reports his firm writes and issues on individual stocks. In his design, Thomas includes a stock chart on the first page of each report. He does not reference that the charts are copied from an unrecognizable Finance web site. Thomas has:()
A. not violated CFA Institute Standards of Professional Conduct because these charts are widely available over the Internet.
B. violated CFA Institute Standards of Professional Conduct because he did not make sure that the information in these charts is accurate.
C. violated CFA Institute Standards of Professional Conduct because he did not state the source of the charts.
[简答题]While boys of her age bring home low marks, the girl may easily get good grades. Girls seem to have "better brains" in school. Why, then, do so few girls become great scientists Why is the most important thinking in adult society done by men.
[填空题]You learn things from him/her in school.
[单项选择]Judy Dudley, a CFA candidate, just started her new job as an analyst and plans to make her first visit to a company that she is analyzing. According to CFA Institute Standards of Professional Conduct, which of the following statements regarding special cost arrangements and gifts is TRUE To comply with the standard, Dudley should accept:()
A. only one gift per year from a company.
B. air transportation and hotel expenses on company visits only.
C. company air transportation only if commercial transportation is not available.
[单项选择]Gloria, CFA, has been assigned by her employer to analyze Well Limited. Which of the following actions would most likely violate AIMR’s Standard Ⅲ (C), Disclosure of Conflicts to Employer Gloria does NOT report to her employer that:()
A. she owns three shares of Well Limited. 
B. her mother owns 10 shares of Well Limited. 
C. she is trustee of the Well Limited Foundation for Heart Research.
[填空题]Jean


[单项选择]It was while she was sleeping in her bedroom_________ a thief broke into the house.
A. which
B. that
C. where
D. than
[判断题]

Florence Nightingale was born in 1820 while her parents were on a visit to Italy. Her parents were rich, and when she was young, Florence was much admired in London society for her beauty and her wit. Even so, from the time when she was 17, she was determined that her life would be devoted to the care for the sick.
Her parents were shocked when she asked for permission to enter a hospital for training, because the hospitals at that time were unhealthful places and most of the nurses were ignorant and drunken. It was something unheard of for an educated young woman to wish to be a nurse. Florence had to give up her wish to train. But she did whatever nursing she could in the villages near her home, and studied hospital reports when she could get them. She travelled abroad with friends, visiting hospitals in many places, and in 1851 she managed to train for 3 months in a hospital.
When Florence had refused a most suitable proposed marriage simply because she wanted

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