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发布时间:2024-07-27 04:25:34

[单项选择]Lynn Hampton, CFA, is a well-respected private wealth manager in her community with a diversified client base. The local government decides to construct a large factory manufacturing chemical raw materials near her community, which results in a demonstration protesting the decision. She is arrested and convinced of her conduct, and immediately released. After she pays a fine, she returns to work. She is most likely violated the Professional Conduct Standards()
A. No.
B. Yes, relating to misconduct.
C. Yes, relating to knowledge of the law.

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[单项选择]Lynn Moody, CFA, is an investment officer at the Lester Trust Company. Moody also volunteers on a fund-raising committee for a local nonprofit organization with the purpose of environment protection. Moody sees the name of David Bradford, a former client of her company on the list of prospective new donors. Without disclosing that Bradford was a former client, Moody tells the committee that Bradford has donated generously to similar nonprofit organizations. Has Moody most likely violated the Standards of Professional Conduct
A. No.
B. Yes, relating to disclosure of conflicts.
C. Yes, relating to preservation of confidentiality.
[填空题]Lynn


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B. ¥21126471
C. ¥21142555
[单项选择]

Wesley Whitcomb, CFA, participated as a CFA examination grader in 2012. Prior to participating in grading CFA examinations, Whitcomb was required to sign a CFA Institute Grader Agreement drafted by CFA Institute stating that graders are not to reveal or discuss the exam materials with anyone except CFA Institute staff and other graders. Several weeks after the conclusion of the CFA exam grading, Whitcomb returns to his office and is having dinner with several colleagues some of who are the Level Ⅲ candidates in the CFA Program. One of the candidates mentions that he is very disappointed about his examination this time and afraid of failing for the exam because he unintentionally made a calculation mistake when answering the first essay question of investment policy statement. Whitcomb responds by telling the candidate that he was a grader for the 2012 examination and that it would be unfortunate if the candidate did give wrong answer to that question because most candidates scored
A. A
B. B
C. C

[单项选择]A Now satellites are helping to forecast the weather.They are in space,and they can reach any part of the world.The satellites take pictures of the atmosphere(大气),because this is where the weather form.They send these pictures to the weather stations.So meteorologists(气象学家)can see the weather of any part of the world.From the pictures,the scientists can often say how the weather will change. Today,nearly five hundred weather stations in sixty countries receive satellite pictures.When they receive new pictures,the meteorologists compare them with earlier ones.Perhaps they may find that the clouds have changed during the last few hours.This may mean that the weather on the ground may soon change,too.In their next weather forecast,the meteorologists can say this. So the weather satellites are a great help to the meteorologists.Before satellites were invented,the scientists could forecast the weather for about 24 0r 48 hours.Now they can make good forecasts for three or five days.Soo
A. in space
B. in the atmosphere
C. above the ground
D. above space
[单项选择]According to the author, increased accuracy in weather forecasting will lead to ________.


[单项选择] Our ape-men forefathers had no obvious natural weapons in the struggle for survival in the open. They had neither the powerful teeth nor the strong claws of the big cats. They could not (1)_______with the bear, whose strength, speed and claws (2)_______ an impressive "small-fire" weaponry. They could not even defend themselves (3)_______running swiftly like the horses, zebras or small animals. If the ape-men had attempted to compete on those terms in the open, they would have been (4)________to failure and extinction. But they were (5)_______with enormous concealed advantages of a kind not possessed by any of their competitors. In the search (6)_______the pickings of the forest, the ape-men had (7)_______efficient stereoscopic vision and a sense of colour that the animals of the grasslands did not possess. The ability to see clearly at close range permitted the ape-men to study practical problems in a way that lay far (8)________the reach of the original inhabitants of the gra
A. from
B. apart
C. beyond
D. above

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