更多"[单选题] Which of the following financ"的相关试题:
[单选题] Of the following financial intermediaries, which holds the least liquid assets?
A. Property and casualty insurance companies
B. Life insurance companies
C. Money market mutual funds
D. Commercial banks
[单选题]Which one of the following is the financial statement that summarizes a firm's revenue and expenses over a period of time?
A. Income statement
B. Balance sheet
C. Statement of cash flows
D. Tax reconciliation statement
E. Market value report
Difficulty: 1 Easy
Topic: Income statement
Learning Objective: 02-02 Describe the difference between accounting income and cash flow.
[单选题]Which one of following is the rate at which a stock's price is expected to appreciate?
A. Current yield
B. Total return
C. Dividend yield
D. Capital gains yield
E. Coupon rate
Difficulty: 1 Easy
Topic: Stock dividends
Learning Objective: 08-01 Explain how stock prices depend on future dividends and dividend growth.
[单选题] Which of the following statements about financial markets and securities are true?
A. Most common stocks are traded over-the-counter, although the largest corporations have their shares traded at organized stock exchanges such as the New York Stock Exchange.
B. A corporation acquires new funds only when its securities are sold in the primary market.
C. Money market securities are usually more widely traded than longer-term securities and so tend to be more liquid.
D. All of the above are true.
E. Only A and B of the above are true.
[单选题] Which of the following are securities?
A. A certificate of deposit
B. A share of Texaco common stock
C. A Treasury bill
D. All of the above
E. Only A and B of the above
[单选题] Which of the following statements about the characteristics of debt and equity are true?
A. They both can be long-term financial instruments.
B. They both involve a claim on the issuer's income.
C. They both enable a corporation to raise funds.
D. All of the above.
E. Only A and B of the above.
[单选题] Which of the following statements about Treasury inflation-indexed bonds is not true?
A. The principal amount used to compute the interest payment varies with the consumer price index.
B. The interest payment rises when inflation occurs.
C. The interest rate rises when inflation occurs.
D. At maturity, the securities pay the greater of face value or inflation-adjusted principal.
[单选题] Which of the following statements about trading operations in an organized exchange is correct?
A. Floor traders all deal in a wide variety of stocks.
B. In most trades, specialists match buy and sell orders.
C. In most trades, specialists buy for or sell from their own inventories.
D. The SuperDOT system is used to expedite large trades of over 100,000 shares.
[单选题] Which of the following statements about private placements are true?
A. Private placements are more common for the sale of bonds than for stocks.
B. Investment bankers, though not required for a private placement, often facilitate the transaction.
C. Investment bankers help the issuing firm file the paperwork required by the SEC.
D. All of the above are true.
E. Only A and B of the above are true.
[单选题]Which of the following questions are appropriate to address during the financial planning process?
I. Should the firm merge with a competitor?
II. Should additional shares of stock be sold?
III. Should a particular division be sold?
IV. Should a new product be introduced?
A. I only
B. II and III only
C. I and II only
D. I, II, and III only
E. I, II, III, and IV
Difficulty: 1 Easy
[单选题]Which one of the following statements related to capital gains is correct?
A. The capital gains yield includes only realized capital gains.
B. An increase in an unrealized capital gain will increase the capital gains yield.
C. The capital gains yield must be either positive or zero.
D. The capital gains yield is expressed as a percentage of a security's total return.
E. The capital gains yield represents the total return earned by an investor.
Difficulty: 1 Easy
Topic: Stock returns and yields
Learning Objective: 12-01 Calculate the return on an investment.
[单选题] Which of the following statements regarding the funding of Social Security is false?
A. In 2010, workers contributed 6.2% of their wages up to a maximum of $106,800.
B. Employers contribute an amount equal to the workers' contributions.
C. Interest, dividend, rent, and royalty income are also taxed to provide supplemental funds for Social Security.
D. Contributions exceeding the amounts paid to current Social Security recipients are invested in Treasury bonds to build up a Social Security trust fund.
[单选题] Which of the following is the largest borrower in the money markets?
A. Commercial banks
B. Large corporations
C. The U.S. Treasury
D. U.S. firms engaged in foreign trade
[单选题] Which of the following are primary markets?
A. The New York Stock Exchange
B. The U.S. government bond market
C. The over-the-counter stock market
D. The options markets
E. None of the above
[单选题] Which of the following are important ways in which mortgage markets differ from stock and bond markets?
A. The usual borrowers in capital markets are government entities, whereas the usual borrowers in mortgage markets are small businesses.
B. The usual borrowers in capital markets are government entities and large businesses, whereas the usual borrowers in mortgage markets are small businesses.
C. The usual borrowers in capital markets are government entities and large businesses, whereas the usual borrowers in mortgage markets are small businesses and individuals.
D. The usual borrowers in capital markets are businesses and government entities, whereas the usual borrowers in mortgage markets are individuals.
