更多"Charlie, a CFA candidate, got a cop"的相关试题:
[单项选择]Charlie Mancini, CFA, is the Managing Director of VES Financial (VES), a large US—based mutual fund organization. Mancini has been under pressure recently to increase revenues. In order to secure business from a large hedge fund manager based in Asia, Mancini recently approved unusual terms for the fund’s client agreement. To allow for time zone differences, the agreement allows the hedge fund to trade in all of VES’s mutual funds six hours after the close of US market. According to the Standards of Practice Handbook, did Mancini violate any CFA Institute Standards of Professional Conduct（）
A. No.
B. Yes, because he failed to inform his other clients of the unusual terms under the new client agreement, thus not treating clients equally.
C. Yes, because he failed to review regulations on late-trading and did not consult with VES’s compliance director to determine if late-trading was acceptable.
[单项选择]
Charlie Chaplin
Charlie Chaplin was born on April 16, 1889 in London. His father was an entertainer and although not one of the big names, he was doing very well. His mother Hannah was also an entertainer. While they were by no means rich, the music hall provided the Chaplins with a comfortable living.
Unfortunately happy life didn’t last long. Father’s alcoholism was slowly, but surely destroying his marriage. Finally it ended in divorce. But Hannah was indomitable (不屈不挠的). Without her, Charlie Chaplin would have become just one more child lost in the poverty of Victorian London. Somehow she not only managed to keep Charlie and his brother Sydney clean and warm, clothed and fed, but she conjured (变戏法)little treats for them. She would sit at the window watching the passers-by and guess at their characters from the way they looked and behaved, spinning tales to delight Charlie and Syney. Charlie took in her
A. Right
B. Wrong
C. Not mentioned
[填空题]It is just ______ (late) that I got a copy of the novel.
[单项选择]Neil Barton, CFA, and Nancy Roberts, CFA, began a joint research report on Stamp Corporation. Nancy spent several days visiting Stamp’s corporate headquarters and meeting with all company officers. Prior to the completion of the report, Nancy was reassigned to another project. Neil utilized his and Nancy’s research to write the report. According to the CFA Institute Standards of practice Handbook, did Nell Violate any CFA Institute Standards of Professional Conduct（）
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to independence and objectivity.
[单项选择]Which team is Charlie for
[单项选择]Who has got a penWho has got a pen
A. Li Ping.
B. Wang Gang.
C. Zhang Wei.
[填空题]The world known characters of comic strip, Charlie Brown and Snoopy, were created by artist Charles Schulz who was born in Minnesota.
[单项选择]Years ago, Charlie, a highly respected orthopedist and a mentor of mine, found a lump in his stomach. He had a surgeon explore the area, and the diagnosis was pancreatic cancer. He went home the next day, closed his practice, and never set foot in a hospital again. He focused on spending time with family and feeling as good as possible. Several months later, he died at home. He got no chemotherapy, radiation, or surgical treatment. Medicare didn’t spend much on him.
It’s not a frequent topic of discussion, but doctors die, too. And they don’t die like the rest of us. What’s unusual about them is not how much treatment they get compared to most Americans, but how little. Of course, doctors don’t want to die ; they want to live. But they know enough about modern medicine to know its limits. Almost all medical professionals have seen what we call "futile care" being performed on people. That’s when d
A. the over treatment for dying patients
B. the different attitude of doctor and patients toward death
C. the disproportionately high medicare expenditure in America
D. the unequal and non-transparent doctor-patient relationship
