The Securities Exchange Act of 1936 established the Securities and Exchange {{U}} (61) {{/U}} (SEC) and gave it authority {{U}} (62) {{/U}} the securities markets. All brokers and dealers doing business in the organized markets must register {{U}} (63) {{/U}} the SEC. A broker assists the trading process by buying or selling securities in the market for a (n) {{U}} (64) {{/U}} . A dealer satisfies investors’ trades by buying and selling securities from his own inventory. In addition, attempts to {{U}} (65) {{/U}} securities prices were declared illegal. |
The Securities Exchange Act of 1936 established the Securities and Exchange {{U}} (61) {{/U}} (SEC) and gave it authority {{U}} (62) {{/U}} the securities markets. All brokers and dealers doing business in the organized markets must register {{U}} (63) {{/U}} the SEC. A broker assists the trading process by buying or selling securities in the market for a (n) {{U}} (64) {{/U}} . A dealer satisfies investors’ trades by buying and selling securities from his own inventory. In addition, attempts to {{U}} (65) {{/U}} securities prices were declared illegal. |
Passage
Two |
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