[单项选择]A member receives referral fees consideration from individuals outside the member's firm for the recommendation of a financial service. According to the Standards of Professional Conduct, before entry into any formal agreement for the service, the member is required to disclose to their employer, clients and prospective clients:
A. only the nature of the consideration.
B. only an estimated dollar value of the consideration.
C. both the nature and the estimated dollar value of the consideration.

更多"A member receives referral fees con"的相关试题:

[填空题]Higher fees

[简答题]gym package 作为礼物送给妹妹Joining fees

[简答题]Average fees for both barding and day schools rose about 4 percent in the year ending in September 1993, after increases of 8.5 percent the previous year and more than 12 percent in each of the previous two years.

查看答案

[填空题]For what period have she paid tuition fees The time is ______.

查看答案

[简答题]Fees are rising at a slower rate now because schools have learned very rapidly that they cannot charge more than the market can bear.

查看答案

[简答题]gym package 作为礼物送给妹妹Discounted fees: 40

查看答案

[单项选择]If （）and lodging are included in educational fees, a university student in the U.S. will need approximately $10,000 a year.
A. meal
B. board
C. food
D. provisions

查看答案

[单项选择] House repairs, holidays, school fees and other ______ have reduced his bank balance to almost nothing.
A. amount
B. payment
C. expenses
D. figures

查看答案

[填空题]Nowadays advertising fees of new products ______ (与生产成本不成比例).

查看答案

[简答题]咨询旅行社旅游项目 1-10填空题：fees: include lunch（提供午餐）

查看答案

[简答题]咨询旅行社旅游项目 1-10填空题：fees: include guide（提供指导）

查看答案

[简答题]咨询旅行社旅游项目 1-10填空题：fees include: equipment（提供装备）

查看答案

[简答题]1．上大学的费用(tuition and fees)可以通过多种途径解决； 2．哪种途径适合于我(说明理由)。

查看答案

[填空题]become a member of