更多"Kristen Chandler, CFA, has been doi"的相关试题:
[单项选择]Kristen Chandler, CFA, is an investment consultant in the Tokyo office of Dalton Securities, a major global investment consultant firm. Chandler is preparing to leave Dalton Securities to join a competing company. There is no non-compete agreement between Chandler and Dalton Securities. According to the Professional Conduct Standards,Chandler may:（）
A. take a list of her own clients from Dalton Securities.
B. solicit clients of Dalton Securities after leaving but not take any record from Dalton Securities.
C. not contact clients of Dalton Securities for a period of 5 year after leaving.
[单项选择]Jerry Clark, CFA, has been hired to review the financial statements of a company by a client who values his knowledge and expertise. The client is considering investing in the company and is concerned that the company is being overly aggressive in its accounting practices. Which of the following company activities would be least likely to increase current period net income（）
A. Due to a recent jump in prices, the company has decided to change its inventory valuation method from FIFO to LIFO.
B. The company capitalizes its advertising costs and amortizes the costs over three years. C. The company routinely books the full value of any new contracts it obtains as revenue when at least 25% of the payment has been received.
[单项选择]There has been a ______ increase of complaint about the matter because of misunderstanding.
A. regretting
B. regretted
C. regretful
D. regrettable
[单项选择]How long has Mr. Potter been doing his job
A. Twenty-five years.
B. Eighteen years.
C. Twenty-one years.
[单项选择]Heidi Krueger, CFA, has discretionary authority over the accounts of Johnson, for whom she manages a portfolio of energy stocks, and Osaki, for whom she manages a diversified portfolio of domestic and international stocks. Krueger always seeks the best price and execution and has disclosed to all of her clients the process she follows to make use of soft dollars and apply them for the benefit of her clients. In the year 2004, Krueger applied soft dollars generated from the Johnson and Osaki accounts to purchase a report on the economic impact of world events, to purchase an analysis of the domestic steel industry, and to purchase a new conference table for her office. Krueger was in compliance with the Code and Standards in the year 2004:（）
A. only if she had not used soft dollars to pay for the conference table.
B. only if she had not used soft dollars to pay for the conference table and had not used soft dollars from the trading of Johnson’s account to pay for the report on the domestic steel industry.
C. because she disclosed her use of soft dollars and applied them for the direct and indirect benefit of her clients.
[填空题]How many years has she been married？
She has been married （）.
[单项选择]Gus Hayden, CFA, has developed a mutual fund selection product based on historical information from 2000-2010 period and performs a hypothesis test about performances of different styles. In order to minimize the probability of both Type Ⅰ and Type Ⅱ error, Hayden should increase the:（）
A. the power of a test.
B. level of significance.
C. sample size.
[单项选择]James Waiters, CFA, has collected data on the three year term structure of interest rates, shown in the table below as bond equivalent yields.
A. Term Structure of Interest Rates
B. Year
C. Spot Rate
D. 0.50
E. 5.5227%
F. 1.00
G. 5.5537%
H. 1.50
I. 5.5444%
J. 2.00
K. 5.5205%
L. 2.50
M. 5.5114%
N. 3.00
[单项选择]听下面一段对话，回答第8和第10题。What has the man been doing with his new computer
A. Watching DVDs.
B. Doing homework.
C. Searching for information.
[单项选择]A client who has stress incontinence has been given a pamphlet that describes Kegel exercises. Which of the following statements indicates that the client has understood the instructions in the pamphlet
A. "It will probably take a year before the exercises are effective. "
B. "I should perform these exercises every evening. "
C. "I can do these exercises sitting up, lying down, or standing. "
D. "I need to tighten my abdominal muscles to do these exercises correctly. "
[单项选择]What program has been initiated
A. Spraying chemicals.
B. Building a high dam.
C. Raising funds in western countries.
D. Appealing for more international ai
[单项选择]The new factory that has been built next to us has（）the value of our house.
A. demoralized
B. depreciated
C. deterred
D. derailed
[单项选择]Where has the woman been
A. To Colorado.
B. To Arizona.
C. To the Nile River.
D. To the Museum of Natural History.
[单项选择]She has been in Tianjin for ten years. Tianjin has become her second ______.
A. house
B. family
C. hometown
[单项选择]Extraordinary creative activity has been characterized as revolutionary, flying in the face of what is established and producing not what is acceptable but what will become accepted. According to this formulation, highly creative activity transcends the limits of an existing form and establishes a new principle of organization. However, the idea that extraordinary creativity transcends established limits is misleading when it is applied to the arts, even though it may be valid for the sciences.
Differences between highly creative art and highly creative science arise in part from differences in their goals. For the sciences, a new theory is the goal and end result of the creative act. Innovative science produces new propositions in terms of which diverse phenomena can be related to one another in more coherent ways. Such phenomena as a brilliant diamond or a nesting bird are relegated to the role of data, serving as the means for formulating or testing a new theory. The goal of hi
A. Exceeding limits of forms and conventions.
B. Relating diverse phenomena to one another.
C. Forming a new generalization.
D. Discovering a new particular.
